FOCUS RING PM4.0-380

PART DETAILS

3D10-200997-11
FOCUS RING PM4.0-380

OEM P/N: 

3D10-200997-11

ESCT P/N: 

ES7099-024

PART TYPE:

2nd Source NEW

OEM: 

TEL
MORE INFO

TEL focus ring PM4.0-380 (OEM P/N 3D10-200997-11), edge confinement consumable for TEL 300 mm plasma etch systems

ESCT P/N ES7099-024, 2nd source new focus ring for Tokyo Electron etch process chambers

The TEL Focus Ring PM4.0-380 is an annular plasma-confinement consumable that sits directly around the perimeter of the 300 mm wafer inside a Tokyo Electron (TEL) plasma etch process module. Carried under OEM part number 3D10-200997-11 and supplied by ESCT Fab Support as ES7099-024, it is one of the most influential single components in determining how a wafer etches across its outermost millimetres. The “PM4.0” descriptor associates the ring with a specific process-module hardware revision, while the “380” element relates to its dimensional family, so the part nests correctly against the electrostatic chuck, cathode and surrounding edge hardware.

A focus ring is positioned coplanar with, or slightly proud of, the wafer surface. Its job is to extend the plasma sheath beyond the silicon edge so that ions arrive at the wafer’s outer ring at the same angle and energy as they do at its centre. Without this ring, the sheath would curve sharply at the wafer edge, tilting ion trajectories, distorting feature profiles and rendering the outer few millimetres of every wafer unusable. In a 300 mm process where edge die represent a meaningful fraction of total device count, the focus ring is therefore a direct lever on yield.

Because it is sacrificial and sits in the most aggressive region of the plasma, the focus ring erodes over time and is replaced on a defined preventive-maintenance cadence. A dimensionally accurate, material-correct replacement keeps etch results repeatable from one ring change to the next, and from one chamber to the next within a matched fleet.

Functional role of the focus ring in TEL etch platforms

Within a TEL 300 mm plasma etch chamber, the focus ring performs several interlinked electrical, electrostatic and process functions that collectively govern edge behaviour:

  • Extends the plasma sheath radially outward past the wafer edge so the sheath remains flat and parallel above the outermost die.
  • Maintains vertical ion trajectories at the wafer periphery, preserving anisotropic, perpendicular etch profiles in edge features.
  • Provides a controlled RF and capacitive coupling environment around the wafer, shaping the local electric field at the boundary.
  • Acts as a sacrificial surface that absorbs ion bombardment and erosion that would otherwise attack the chuck and surrounding chamber hardware.
  • Helps define edge-zone gas and by-product flow, contributing to uniform residence time and polymer management across the wafer rim.
  • Establishes a repeatable mechanical and thermal interface so each replacement ring restores the chamber to a known baseline.

Material and process performance

Focus rings for TEL etch chambers are manufactured from carefully selected plasma-resistant materials whose composition is matched to the chemistry and energy of the process they serve. The choice of material directly affects erosion rate, particle behaviour and electrical coupling.

Material composition and erosion resistance

Depending on the process step the ring serves, focus rings of this type are typically produced from high-purity silicon, silicon carbide or quartz. These materials are chosen for low sputter yield, chemical compatibility with fluorine- and chlorine-based etch chemistries, and the ability to erode in a slow, predictable manner rather than spalling or generating particles. High purity also minimises metallic contamination that could diffuse into edge die.

  • Low sputter yield under sustained ion bombardment for an extended service life.
  • Controlled, gradual erosion that keeps sheath behaviour stable across the maintenance interval.
  • High bulk and surface purity to limit metallic and particulate contamination at the wafer edge.
  • Chemical resistance to the reactive species and energetic ions present in the etch environment.

Dimensional and electrical matching

Beyond raw material, the ring’s geometry is critical. Inner and outer diameters, step profile, thickness and flatness must reproduce the OEM specification so that the ring’s height relative to the wafer, and its dielectric/coupling characteristics, match the chamber’s tuned recipe. A ring that is even slightly out of tolerance shifts edge etch rate and profile tilt.

  • Tight inner and outer diameter control for correct seating against the chuck and edge hardware.
  • Accurate step height to set the ring surface coplanar with, or correctly offset from, the wafer plane.
  • Flatness and parallelism for uniform thermal and RF contact around the full circumference.
  • Consistent dielectric properties so capacitive coupling matches the original process tuning.

Impact on tool performance and yield

Because the focus ring controls the wafer’s outermost process zone, its condition feeds directly into the metrics fabs care about most:

  • Edge-to-centre etch uniformity and critical-dimension control across the full 300 mm wafer.
  • Profile angle at the wafer rim, a worn ring tilts ions and produces sloped or distorted edge features.
  • Edge die yield, where worn or mismatched rings push outer rows of devices out of specification.
  • Chamber-to-chamber matching across a fleet, since ring condition must track consistently to keep tools interchangeable.
  • Particle performance, as eroded or cracked rings shed contamination onto the wafer and chamber surfaces.
  • Recipe stability and the length of usable life between preventive-maintenance ring replacements.

Common wear and failure modes

As a frontline sacrificial part, the focus ring degrades through several recognisable mechanisms that drive its scheduled replacement.

Erosion and height loss

Continuous ion bombardment gradually thins the ring and lowers its top surface. As the ring loses height relative to the wafer, the sheath at the edge collapses inward, tilting ions and pushing edge etch rate and profile out of specification. This slow drift is the primary reason a ring is replaced even before any catastrophic damage occurs.

Cracking and particle generation

Thermal cycling, mechanical stress during handling, and arcing can crack or chip the ring, particularly once it has thinned. Fractured material liberates particles that land on the wafer and chamber interior, driving defect counts up and forcing unscheduled wet-clean and replacement events.

Surface roughening and polymer build-up

Prolonged exposure roughens the ring surface and allows reaction by-products and polymer to accumulate. This changes the local gas chemistry, electrical coupling and erosion pattern at the wafer edge, gradually degrading uniformity and shortening the window in which the chamber holds its tuned baseline.

Installation and replacement guidance

Focus ring replacement should be carried out by qualified personnel following TEL’s documented maintenance procedure for the specific process module. The sequence below summarises good practice and is not a substitute for the OEM service manual:

  • Place the chamber in a safe maintenance state, venting to atmosphere and confirming RF, gas and electrostatic-chuck supplies are isolated.
  • Remove the worn focus ring using clean, non-marking tools, taking care not to scratch the chuck or surrounding edge hardware.
  • Inspect the chuck surface, seating area and adjacent components for residue, damage or erosion, and clean per the documented procedure.
  • Handle the new ring with clean gloves in a controlled environment, inspecting it for chips, cracks or particulate before fitting.
  • Seat the new ring squarely and concentrically, confirming it sits flat with full circumferential contact and correct height relative to the wafer plane.
  • Reassemble the chamber, pump down and perform leak-up and conditioning/season cycles to stabilise the new surface.
  • Run qualification wafers and verify edge uniformity, profile and particle metrics before returning the tool to production.

Spare parts strategy for TEL etch consumables

Focus rings are recurring consumables, so a dependable supply chain is as important as the part itself. ESCT Fab Support offers ES7099-024 as a cost-effective, fit-for-purpose alternative to single-sourcing through the OEM:

  • A second-source, new part verified to the form, fit and function of OEM P/N 3D10-200997-11.
  • Competitive pricing that reduces the cost of a high-frequency preventive-maintenance consumable.
  • A defined lead time of 4-5 weeks to support planned maintenance scheduling and buffer stock.
  • Reduced reliance on a single OEM channel, improving supply resilience for production-critical etch tools.
  • Clear cross-referencing between the ESCT and OEM part numbers to simplify procurement and stores management.
  • Support for fleet matching by supplying consistent rings across multiple chambers.

Frequently asked questions

What does this focus ring do inside a TEL etch chamber?

It surrounds the 300 mm wafer and extends the plasma sheath beyond the wafer edge, keeping ions arriving perpendicular to the surface so that the outermost die etch with the same profile and rate as the wafer centre. It also acts as a sacrificial shield that protects the chuck and edge hardware.

Is this an original OEM part?

No. ES7099-024 is a second-source, new part supplied as an OEM-compatible equivalent to TEL P/N 3D10-200997-11. It is not an original Tokyo Electron part, but it is verified to match the original in form, fit and function.

How often does a focus ring need replacing?

Replacement intervals depend on the etch chemistry, RF power and wafer throughput, so they are set by each fab’s preventive-maintenance plan rather than a fixed figure. The ring is typically changed once erosion and height loss begin to affect edge uniformity, profile or particle metrics.

What material is the ring made from?

Focus rings of this type are made from plasma-resistant materials such as high-purity silicon, silicon carbide or quartz, selected for low sputter yield, chemical compatibility and minimal contamination. ESCT supplies the ring in the material grade appropriate to the original specification.

Will using this ring affect my process qualification?

Because the part is built to the original dimensional and material specification, it is intended to restore the chamber to its established baseline. As with any consumable change, standard practice is to run conditioning and qualification wafers and confirm edge uniformity and particle performance before returning the tool to production.

What is the lead time for ES7099-024?

The current lead time is 4-5 weeks. We recommend factoring this into maintenance planning and holding appropriate buffer stock so that a worn ring never delays a scheduled chamber clean.

Summary

The TEL Focus Ring PM4.0-380 (OEM P/N 3D10-200997-11, ESCT P/N ES7099-024) is a sacrificial plasma-confinement consumable that governs sheath shape, ion trajectory and edge etch uniformity at the perimeter of a 300 mm wafer in Tokyo Electron etch chambers. Built from plasma-resistant material to the original dimensional and electrical specification, it protects the chuck, supports edge die yield and keeps chambers matched across a fleet. Supplied by ESCT Fab Support as a second-source new part with a 4-5 week lead time, it offers a cost-effective, dependable route to maintaining repeatable etch performance through every preventive-maintenance ring change.

Disclaimer: This part is supplied by ESCT Fab Support as a new, OEM-compatible second-source component, verified to the form, fit and function of Tokyo Electron part number 3D10-200997-11. It is not an original OEM part and is not sold as one. It is not manufactured by, endorsed by, or affiliated with Tokyo Electron, and all manufacturer names and part numbers are quoted for identification and compatibility purposes only.

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